![]() ![]() by December 2, 2019, as it typically takes 2-3 business days for payments to be credited to the account. We recommend funding your IARD/CRD account well in advance, e.g. Please note that renewal fees are required to be available in your IARD/CRD account by December 16, 2019. Preliminary renewal statements contain information regarding state registration and notice filing fees. The 2020 preliminary renewal statements will be available on the IARD/CRD system on November 11, 2019. This Renewal Program is not applicable to Exempt Reporting Advisers. ![]() All registered investment advisers are required to annually renew their FINRA, other self-regulatory organization and state/jurisdiction registrations through the annual Renewal Program.
0 Comments
Leave a Reply. |
AuthorWrite something about yourself. No need to be fancy, just an overview. ArchivesCategories |